The Financial Services Act (FIDLEG) is the Swiss counterpart to MiFID II. It regulates investor protection requirements and has a significant influence on the system and process control of banks' investment and asset management activities.

Zahlreiche international agierende Institute fallen unter den Anwendungsbereich beider Regelwerke. Diese Schnittstelle wirft die Frage auf, ob die Prozesse, Systeme und Regularien für den schweizerischen Markt an die durch das FIDLEG ermöglichten Erleichterungen angepasst werden sollen oder ob die einheitliche Behandlung der Kunden im Rahmen der MiFID II beibehalten werden soll. Exakt in diesem Punkt beraten wir Sie umfassend und finden maßgeschneiderte Lösungen auf Ihre Fragen.

We are your reliable partner when it comes to implementing the FIDLEG/FIDLEV/FINIG requirements and define your processes in line with regulatory requirements.

The Financial Services Ordinance (FIDLEV) specifies all the provisions of the FinSA, especially in connection with the offering of financial services. It contains numerous rules of conduct with the aim of promoting customer protection and providing (potential) investors with better information. With the transfer of the approval and supervision of fund management companies and managers of collective assets into the Financial Institutions Act (FINIG), we will of course also advise you in connection with these regulations.

We are your reliable partner when it comes to implementing the FIDLEG/FIDLEV/FINIG requirements and define your processes in line with regulatory requirements.