In the course of our advice we ensure that:
- All suitability requirements are implemented
- You install a legally compliant suitability review process
- New aspects are implemented in a timely manner (e.g. sustainability preferences)
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Since the onset of the financial crisis, securing suitable product recommendations on the financial market has been an important issue. These regulatory suitability requirements are intended to ensure that financial service providers obtain a clear picture of the customer so that they can recommend suitable products that reflect the investment objectives and risk tolerance. We support both national and international institutes in establishing their suitability framework and always deliver tailor-made solutions.
We are your reliable partner for all regulatory issues and know what is important.
In the course of our advice we ensure that:
Every institution and its target group is different, which is why standard solutions do not meet the daily regulatory and supervisory challenges.
We develop a solution tailored to your institution and accompany you through all the shallows of regulatory supervisory law. We analyze your institute and support you in implementing new regulations and closing your regulatory gaps.
We think in terms of solutions and put your interests first.